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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-16 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
10 E. 53Rd Street, Suite 1400, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pennington Partners & Co., Llc | Bethesda | MD | 04/2019 | 10/2023 |
| Bny Mellon | Ny | NY | 01/2015 | 04/2019 |
| Arax Investment Partners | New York | NY | 11/2023 | Present |
| Ashton Thomas Private Wealth, Llc | New York | NY | 01/2024 | 05/2024 |
| Arax Advisory Partners, Llc | New York | NY | 05/2024 | Present |
ARAX INVESTMENT PARTNERS, THE BUSINESS IS INVESTMENT RELATED, LOCATED AT 10 E 53RD STREET, SUITE 1400 NEW YORK, NY 10022, IS THE CHIEF INVESTMENT OFFICER, BEGAN IN 11/2023. AT ARAX, SUMIT IS RESPONSIBLE FOR THE DAY-TO-DAY INVESTMENT ACTIVITIES AND SPENDS APPROXIMATELY 120 HOURS A MONTH DURING TRADING HOURS IN THIS ROLE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-10 |
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