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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-10 |
| NY | RA | APPROVED | 2026-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | New York | NY | 08/2015 | 05/2017 |
| Citigroup | New York | NY | 05/2017 | 06/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2026 | Present |
I*4762282, Entity Type for profit , Name of OBA: Indochine Partners Address: Larchmont New York 10538 Investment Related: No Position, Title, Association: Founder/President Employee Start Date: 09/29/2015 No Hours: 12 Monthly No Hours during trading: 0 Duties: Restore classic boats by hand As described on my current u4, Classic boat restoration.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-25 |
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