Darrell Wayne Ellisor

Current Employers

Employment History

• 02/2013 → Present
  Lpl Financial Llc
  Houston, TX
• 03/2019 → Present
  Hub International Investment Services, Inc.
  Houston, TX
• 03/2019 → Present
  Hub International Investment Advisory Services, Inc.
  Houston, TX
• 01/2021 → Present
  Global Retirement Partners, Llc
  Houston, TX

Previous Registrations

• 2019-04-05 → 2022-03-31
  Hub International Investment Advisory Services Inc.
  Houston, TX
  Concord, CA
• 2006-04-25 → 2013-03-01
  Mml Investors Services, Llc
  Houston, TX
  Houston, TX

Other Businesses

1. 12/06/2012 - Non-Variable Insurance - INV REL - 10% TIME SPENT - Agent. Life and Health insurance --includes whole life, term, fixed annuities, DI, LTC, Group Insurance 2. 1/28/2013 - Peak Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 3. 02/25/2014 - 114 Wesley Ridge - INV REL - Business Entity For Tax/Investment Purposes Only - Our attorney suggested the ownership structure to reduce personal liability. 4. 02/26/2014 - BDGW - INV REL - Real Estate Rental - 5% TIME SPENT - BDGW Inc. owns a 10,000 square foot office building. 5. 3/27/2019 - HUB International, Inc. - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Senior Vice President, Retirement Practice Leader - Start Date: 03/01/2019 - 140 Hours Per Month/140 Hours During Securities Trading. 6. 4/1/2019 - Peak Financial Group, a division of HUB International - DBA: Peak Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2019 - 160 Hours Per Month During Securities Trading. 7. 9/11/2019 - HUB International Investment Advisory Services, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 03/01/2019 - 20 Hours Per Month During Securities Trading - I provide financial planning and consulting services through HUB International Investment Advisory Services Inc., an independent investment advisor firm. I started this business activity in 03/2019. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://advisorinfo.sec.gov/IAPD. The advisory firm is separate & independent of LPL Financial. 8. 5/7/2020 - Hub International Investment Services Inc. - DBA: Peak Financial Group, a division of Hub International - Other-Accommodation Broker/Dealer - Started 03/02/2020 - 0 Hours Per Month - Only registered with this entity to receive payments from compensation paid to this entity from LPL. 9. 5/11/2020 - Peak Financial Group, a division of HUB International - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2019 - 160 Hours Per Month During Securities Trading. 10. 12/31/2020 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month During Securities Trading - As part of transition to HUB International, the new DBA name will be HUB Retirement and Wealth Management. 11. 6/15/2021 - Global Retirement Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Investment Advisor Representative - Started 01/01/2021 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in 1/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-09-29

Designations

Other Names

• Darrell W Ellisor