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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-09-26
  • IL RA
    APPROVED
    Since 2018-09-26

Branch Locations

8181 Communications Pkwy Building A, Floor 4, Plano, TX 75024 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mna Capital Llc Chicago IL 01/2016 Present
J.P. Morgan Securities Llc Chicago IL 12/2016 Present
Jpmorgan Chase Bank, N.A. Chicago IL 12/2016 08/2025
  • 01/2016 → Present
    Mna Capital Llc
    Chicago, IL
  • 12/2016 → Present
    Chicago, IL
  • 12/2016 → 08/2025
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
Other Businesses

Entity Name: MNA Capital LLC Investment related: Yes Address: 3621 Chicago IL Nature of the other business: MNA Capital LLC holds a rental property Position/Title/Relationship: Sole Proprietor Start Date: 01-Jan-2016 Approximate # of hours a month: 4 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Passive investor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-21
S63 Uniform Securities Agent State Law Examination 2017-01-23
  • S66 Uniform Combined State Law Examination
    2018-09-21
  • S63 Uniform Securities Agent State Law Examination
    2017-01-23
Other Names
  • Jim Lagges
  • James G Lagges
  • James George Lagges
  • James G Lagges

View on SEC IAPD

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