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One Technology Drive Suite 100, Westborough, MA 01581 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2006-08-02 |
Branch Locations
One Technology Drive Suite 100, Westborough, MA 01581 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grimes & Company, Inc | Westborough | MA | 03/2006 | Present |
| Newedge Securities, Llc | Westborough | MA | 09/2009 | 09/2025 |
| The Leaders Group Dba Simplicity Investments | Summit | NJ | 11/2025 | Present |
1) GRIMES & CO - 4/1/2006 - One Technology Drive, Suite 100, Westborough, MA 01581 - VP & Principal, Working with wealth management clients/management, Invt Rel, RIA, 200 hrs/mo; 100 hrs/mo (during trading hours). 2) BANKHOMETOWN BOARD - 6/1/2025 - 109 Elm Street, Millbury, MA 01527 - Board of Directors, Bank oversight/advice/advocacy, Not Invt Rel, Mutual Savings Bank, 4 hrs/mo; 1 hr/mo (during trading hours). 3) INDEPENDENT INSURANCE AGENT - 4/1/2006 - One Technology Drive, Suite 100, Westborough, MA 01581 - Insurance Agent/Sales, Advising clients on insurance related to planning, Invt Rel, Insurance business, 4 hrs/mo; 4 hrs/mo (during trading hours). 4) GRIMES WEALTH PROTECTION GROUP - not investment-related; One Technology Drive, Suite 100, Westborough, MA 01581; insurance agency; agent; started 11/2025; approximately 5 hours per month, all during securities trading hours; provide insurance services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-19 |
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