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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-24 |
| MO | RA | APPROVED | 2023-01-09 |
| NY | RA | APPROVED | 2021-10-26 |
| FL | RA | APPROVED | 2021-10-12 |
| NJ | RA | APPROVED | 2014-06-27 |
Branch Locations
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
Livingston, NJ • United States
500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 10/2012 | Present |
NEW JERSEY COMMERCIAL REAL ESTATE ALLIANCE / 235 MOORE STREET HACKENSACK,NJ 07054 / ASSOCIATION (I.E., TRADE OR INDUSTRY, SPORT...)/ REAL ESTATE / NETWORKING / MEMBER OF BOARD OF DIRECTORS / NETWORKING / START DATE 7/30/2013 / 1.5 HOURS A MONTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-02 |
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