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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-23 |
| TX | RA | APPROVED_RES | 2021-04-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Charlotte | NC | 02/2011 | 09/2016 |
| First Niagara Securities | Fayetteville | NY | 02/2011 | 09/2016 |
| Key Investment Services Llc | Cicero | NY | 09/2016 | 05/2019 |
| Unemployed | Syracuse | NY | 05/2019 | 10/2019 |
| Edward Jones | Saint Louis | MO | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-04-23 |
| S65 | Uniform Investment Adviser Law Examination | 1995-11-24 |
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