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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Syracuse | NY | 09/2012 | 12/2021 |
| Horan Wealth Management | Baldwinsville | NY | 12/2021 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: HORAN WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: WEALTH MANAGEMENT / FINANCIAL SERVICES; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: OPERATIONS MANAGER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: DAY TO DAY FIRM OPERATIONS; 2. NAME OF OTHER BUSINESS: UNITED STATES SOCCER FEDERATION REFEREE; INVESTMENT RELATED: NO; ADDRESS: PO BOX 1014 WEBSTER, NY 14580; NATURE OF BUSINESS: SOCCER OFFICIATING; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: SOCCER REFEREE; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REFEREEING LOCAL SOCCER GAMES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-25 |
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