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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
63 E Genesee Street, Baldwinsville, NY 13027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Horan Financial Services | Baldwinsville | NY | 03/2009 | 04/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Berkshire Hathaway Holdings Llc | Baldwinsville | NY | 01/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1.FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; SAME AS REGISTERED LOCATION; FIXED INSURANCE; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; SELLS LIFE, DISABILITY, ANNUITIES, LONG TERM CARE AND PROPERTY & CASUALTY; 2. HATHAWAY INVESTMENTS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PAY PAYROLL FOR STAFF; START DATE: 08/2015; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; DUTIES: PAY PAYROLL FOR STAFF; 3. HORAN COMPANIES INC. INVESTMENT RELATED: NO SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: INSURANCE START DATE: 01/2015 POSITION/TITLE/RELATIONSHIP: AGENT & PRINCIPAL APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES SELL PROPERTY, CASUALTY & LIFE INSURANCE 4. NAME OF OTHER BUSINESS: BERKSHIRE HATHAWAY HOLDINGS LLC; INVESTMENT RELATED: NO; ADDRESS: P.O. BOX 671, BALDWINSVILLE, NY 13027; NATURE OF BUSINESS: REAL ESTATE; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: <1; APX NUMBER OF HOURS DURING TRADING HOURS: <1; DUTIES: REAL ESTATE OWNERSHIP; 5. DBA PRIME AGENCIES CLUSTER OF CNY, LLC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED NATURE OF BUSINESS: P&C INSURANCE START DATE: 04/01/2016 POSITION/TITLE/RELATIONSHIP: 25% OWNER APX NUMBER OF HOURS PER WEEK: N/A APX NUMBER OF HOURS DURING TRADING HOURS: N/A NAME FOR P&C BUSINESSES. 6.BALDWINSVILLE ROTARY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: PO BOX 713, BALDWINSVILLE, NY 13027; NATURE OF BUSINESS: ROTARY CLUB; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; DISCUSS PROJECTS TO WORK WITHIN THE COMMUNITY; 7. DBA HORAN WEALTH MANAGEMENT ; INVESTMENT RELATED: YES ; SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 20 ; APX NUMBER OF HOURS DURING TRADING HOURS: 20 ; SELLING LIFE, LONG TERM CARE AND DISABILITY INSURANCE; 8. NAME OF OTHER BUSINESS: NOTARY INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NOTARIAL SERVICES START DATE: 01/2020 POSITION/TITLE/RELATIONSHIP: NOTARY, APX NUMBER OF HOURS PER WEEK: 1, MAY BE DURING TRADING HOURS, DUTIES: PROVIDING NOTARY SERVICES 9. NAME OF OTHER BUSINESS BREAKFAST BROKERS; INVESTMENT RELATED: NO; ADDRESS: P O BOX 667 SYRACUSE, NY NATURE OF BUSINESS: NETWORKING GROUP; START DATE: 7/2023; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; DUTIES: NETWORKING GROUP, ATTEND MEETINGS; 10. NAME OF OTHER BUSINESS: BALDWINSVILLE MARCHING BAND BOOSTER CLUB; INVESTMENT RELATED: NO; ADDRESS: 29 E ONEIDA ST, BALDWINSVILLE, NY 13027; NATURE OF BUSINESS: BOARD; START: 7/2024; TITLE: BOARD MEMBER; APX # OF HRS/WK: 1; APX # OF HRS DUR TRD HRS: 0; DUTIES: PARTICIPATE IN PLANNING OF ACTIVITIES; 11. NAME OF OTHER BUSINESS: ROTARY CLUB OF BALDWINSVILLE; INVESTMENT RELATED: NO; ADDRESS: PO BOX 713, BALDWINSVILLE, NY 13027; NATURE OF BUSINESS: BOARD; START: 7/2024; TITLE: BOARD MEMBER; APX # OF HRS/WK: 1; APX # OF HRS DUR TRD HRS: 0; DUTIES: HELP PLAN, SCHEDULE, AND COORDINATE CLUB ACTIVITIES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-12 |
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