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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • NY RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

63 E Genesee Street, Baldwinsville, NY 13027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horan Financial Services Baldwinsville NY 03/2009 04/2022
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Berkshire Hathaway Holdings Llc Baldwinsville NY 01/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 03/2009 → 04/2022
    Horan Financial Services
    Baldwinsville, NY
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2023 → Present
    Berkshire Hathaway Holdings Llc
    Baldwinsville, NY
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1.FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; SAME AS REGISTERED LOCATION; FIXED INSURANCE; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; SELLS LIFE, DISABILITY, ANNUITIES, LONG TERM CARE AND PROPERTY & CASUALTY; 2. HATHAWAY INVESTMENTS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PAY PAYROLL FOR STAFF; START DATE: 08/2015; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; DUTIES: PAY PAYROLL FOR STAFF; 3. HORAN COMPANIES INC. INVESTMENT RELATED: NO SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: INSURANCE START DATE: 01/2015 POSITION/TITLE/RELATIONSHIP: AGENT & PRINCIPAL APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES SELL PROPERTY, CASUALTY & LIFE INSURANCE 4. NAME OF OTHER BUSINESS: BERKSHIRE HATHAWAY HOLDINGS LLC; INVESTMENT RELATED: NO; ADDRESS: P.O. BOX 671, BALDWINSVILLE, NY 13027; NATURE OF BUSINESS: REAL ESTATE; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: <1; APX NUMBER OF HOURS DURING TRADING HOURS: <1; DUTIES: REAL ESTATE OWNERSHIP; 5. DBA PRIME AGENCIES CLUSTER OF CNY, LLC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED NATURE OF BUSINESS: P&C INSURANCE START DATE: 04/01/2016 POSITION/TITLE/RELATIONSHIP: 25% OWNER APX NUMBER OF HOURS PER WEEK: N/A APX NUMBER OF HOURS DURING TRADING HOURS: N/A NAME FOR P&C BUSINESSES. 6.BALDWINSVILLE ROTARY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: PO BOX 713, BALDWINSVILLE, NY 13027; NATURE OF BUSINESS: ROTARY CLUB; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; DISCUSS PROJECTS TO WORK WITHIN THE COMMUNITY; 7. DBA HORAN WEALTH MANAGEMENT ; INVESTMENT RELATED: YES ; SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 20 ; APX NUMBER OF HOURS DURING TRADING HOURS: 20 ; SELLING LIFE, LONG TERM CARE AND DISABILITY INSURANCE; 8. NAME OF OTHER BUSINESS: NOTARY INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NOTARIAL SERVICES START DATE: 01/2020 POSITION/TITLE/RELATIONSHIP: NOTARY, APX NUMBER OF HOURS PER WEEK: 1, MAY BE DURING TRADING HOURS, DUTIES: PROVIDING NOTARY SERVICES 9. NAME OF OTHER BUSINESS BREAKFAST BROKERS; INVESTMENT RELATED: NO; ADDRESS: P O BOX 667 SYRACUSE, NY NATURE OF BUSINESS: NETWORKING GROUP; START DATE: 7/2023; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; DUTIES: NETWORKING GROUP, ATTEND MEETINGS; 10. NAME OF OTHER BUSINESS: BALDWINSVILLE MARCHING BAND BOOSTER CLUB; INVESTMENT RELATED: NO; ADDRESS: 29 E ONEIDA ST, BALDWINSVILLE, NY 13027; NATURE OF BUSINESS: BOARD; START: 7/2024; TITLE: BOARD MEMBER; APX # OF HRS/WK: 1; APX # OF HRS DUR TRD HRS: 0; DUTIES: PARTICIPATE IN PLANNING OF ACTIVITIES; 11. NAME OF OTHER BUSINESS: ROTARY CLUB OF BALDWINSVILLE; INVESTMENT RELATED: NO; ADDRESS: PO BOX 713, BALDWINSVILLE, NY 13027; NATURE OF BUSINESS: BOARD; START: 7/2024; TITLE: BOARD MEMBER; APX # OF HRS/WK: 1; APX # OF HRS DUR TRD HRS: 0; DUTIES: HELP PLAN, SCHEDULE, AND COORDINATE CLUB ACTIVITIES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-12
  • S66 Uniform Combined State Law Examination
    2006-12-12

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