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Susan Hawley Cooke

Wells Fargo Advisors Financial Network, LLC

Evansville, IN

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-01-20
TX RA APPROVED 2023-01-20
  • IN RA
    APPROVED
    Since 2023-01-20
  • TX RA
    APPROVED
    Since 2023-01-20

Branch Locations

25 Nw Riverside Drive Suite 320, Evansville, IN 47708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Evansville IN 10/2010 11/2016
Wells Fargo Clearing Services, Llc Evansville IN 11/2016 01/2023
Wells Fargo Advisors Financial Network, Llc Evansville IN 01/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-02
S63 Uniform Securities Agent State Law Examination 2000-11-27
  • S65 Uniform Investment Adviser Law Examination
    2017-11-02
  • S63 Uniform Securities Agent State Law Examination
    2000-11-27
Other Names
  • Susan Marie Hawley

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · EVANSVILLE, IN
RAYMOND JAMES & ASSOCIATES, INC. · EVANSVILLE, IN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EVANSVILLE, IN
KCPAG FINANCIAL ADVISORS LLC · EVANSVILLE, IN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · EVANSVILLE, IN
MML INVESTORS SERVICES, LLC · Evansville, IN
KOVACK ADVISORS, INC. · Evansville, IN
EDWARD JONES · EVANSVILLE, IN

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