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1120 Avenue Of The Americas, 14Th Floor, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-04-12 |
| FL | RA | APPROVED | 2024-01-03 |
| MA | RA | APPROVED | 2023-12-21 |
| CA | RA | APPROVED | 2023-11-28 |
| CT | RA | APPROVED | 2023-11-28 |
| MD | RA | APPROVED | 2023-11-28 |
| NJ | RA | APPROVED | 2023-11-28 |
| PA | RA | APPROVED | 2023-11-28 |
| TX | RA | APPROVED | 2022-04-13 |
| NY | RA | APPROVED | 2021-02-19 |
Branch Locations
1120 Avenue Of The Americas, 14Th Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gerstein, Fisher & Associates Inc. | New York | NY | 09/1994 | 11/2016 |
| Gfa Securities, Llc. | New York | NY | 09/2003 | 11/2016 |
| Gerstein Fisher Tax Services, Llc. | New York | NY | 09/2006 | 11/2016 |
| People's Securities, Inc. | Bridgeport | CT | 11/2016 | 11/2019 |
| People's United Advisors, Inc. | Bridgeport | CT | 04/2018 | 11/2019 |
| Quent Capital | New York | NY | 04/2020 | Present |
| Gerstein Tax Service | New York | NY | 01/2019 | Present |
| American Portfolios Financial Service | Holbrook | NY | 09/2021 | 11/2021 |
| American Elm Distribution Partners, Llc | Portsmouth | NH | 09/2023 | 12/2024 |
Founder & Portfolio Manager since April 2020 for: Quent Capital LLC (Registered Investment Advisor), 1120 Avenue of the Americas, 4th Floor, New York, NY 10036. This position of Portfolio Manager for the Quent Long Short Small Cap Hedge Fund is a full-time position, is investments related and performed during securities trading hours. Owner and Adviser, since January 2019 of: Gerstein Tax Services, LLC. 375 First Street, Brooklyn, NY 11215. This company provides tax-preparation and consulting. This position is a non-operator position, is not investment related and is performed during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-04 |
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