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Current Employers
Voya Investment Management Co. Llc

200 Park Avenue, New York, NY 10166 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2025-10-31
AZ RA APPROVED 2025-10-28
IN RA APPROVED 2025-10-28
KY RA APPROVED 2025-10-27
AK RA APPROVED 2025-10-24
OK RA APPROVED 2025-10-22
DE RA APPROVED 2025-10-21
GA RA APPROVED 2025-10-21
IL RA APPROVED 2025-10-21
LA RA APPROVED 2025-10-21
ME RA APPROVED 2025-10-21
NM RA APPROVED 2025-10-21
RI RA APPROVED 2025-10-21
SC RA APPROVED 2025-10-21
TX RA APPROVED_RES 2025-10-21
VA RA APPROVED 2025-10-21
MD RA APPROVED 2025-10-20
  • ND RA
    APPROVED
    Since 2025-10-31
  • AZ RA
    APPROVED
    Since 2025-10-28
  • IN RA
    APPROVED
    Since 2025-10-28
  • KY RA
    APPROVED
    Since 2025-10-27
  • AK RA
    APPROVED
    Since 2025-10-24
  • OK RA
    APPROVED
    Since 2025-10-22
  • DE RA
    APPROVED
    Since 2025-10-21
  • GA RA
    APPROVED
    Since 2025-10-21
  • IL RA
    APPROVED
    Since 2025-10-21
  • LA RA
    APPROVED
    Since 2025-10-21
  • ME RA
    APPROVED
    Since 2025-10-21
  • NM RA
    APPROVED
    Since 2025-10-21
  • RI RA
    APPROVED
    Since 2025-10-21
  • SC RA
    APPROVED
    Since 2025-10-21
  • TX RA
    APPROVED_RES
    Since 2025-10-21
  • VA RA
    APPROVED
    Since 2025-10-21
  • MD RA
    APPROVED
    Since 2025-10-20

Branch Locations

200 Park Avenue, New York, NY 10166 • United States

Severna Park, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Severna Park MD 04/2009 10/2023
Tiaa-Cref Individual & Institutional Services, Llc Severna Park MD 04/2009 10/2023
Citizens Securities, Inc. Severna Park MD 03/2024 10/2025
Unemployed Severna Park MD 11/2023 02/2024
Voya Investment Management Severna Park MD 10/2025 Present
Voya Investment Management Co. Llc New York NY 10/2025 Present
Voya Investments Distributor, Llc Windsor CT 10/2025 Present
Previous Registrations
  • 2024-04-05 → 2025-10-22
    Severna Park, MD
    Westwood, MA
  • 2009-04-21 → 2023-10-06
    Washington, DC
    Davidsonville, MD
    Boston, MA
    Washington, DC
    Charlottesville, VA
    Washington, DC
    Washington, DC
    Fairfax, VA
    Severna Park, MD
    Atlanta, GA
  • 2009-01-05 → 2009-04-02
    Banc Of America Investment Services, Inc.
    Annapolis, MD
    Annapolis, MD
    Boston, MA
    Columbia, MD
  • 2005-04-08 → 2008-12-31
    Bofa Advisors, Llc
    Boston, MA
    Annapolis, MD
  • 2003-01-01 → 2005-04-18
    Bacap Distributors, Llc
    Charlotte, NC
  • 2001-12-31 → 2003-01-01
    Charlotte , NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-22
S63 Uniform Securities Agent State Law Examination 1992-11-06
  • S65 Uniform Investment Adviser Law Examination
    1997-05-22
  • S63 Uniform Securities Agent State Law Examination
    1992-11-06
Other Names
  • Lance Fairbanks Hallam
  • Lance Hallam

View on SEC IAPD

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