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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
261 Madison Avenue 27Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | New York | NY | 03/2001 | Present |
| Park Avenue Securities | New York | NY | 11/2003 | Present |
1. Power of Attorney - Mother Start: 11/01/2022 Address: 143-43 41st Avenue, Apt# 2B Flushing, NY, 11355, 2 total business hours per month / 2 during normal securities trading hours No annual compensation Not investment related, 2. Outside Insurance, Start Date: 3/2/26, Nature: Insurance other than Guardian, Address: 261 Madison Avenue, 27/F, New York, NY 10016, Duties: Broker selling insurance products outside of Guardian, 2 total hours per month; 1 during securities trading, Investment Related, 3. NFN Foundation, Start Date: 2/25/26, Nature: Non-profit organization raising money to support local charities, Address: 900 Stewart Avenue, suite 500, Garden City NY 11530, Duties: Voting Member/meet annually to determine how money is distributed to charities, 1 total hour per month; 1 during securities trading, Non-Investment Related,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-03-17 |
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