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Veronica Y Chang

Park Avenue Securities LLC

New York, NY

CRD 2271292

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

261 Madison Avenue 27Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company New York NY 03/2001 Present
Park Avenue Securities New York NY 11/2003 Present
  • 03/2001 → Present
    Guardian Life Insurance Company
    New York, NY
  • 11/2003 → Present
    Park Avenue Securities
    New York, NY
Other Businesses

1. Power of Attorney - Mother Start: 11/01/2022 Address: 143-43 41st Avenue, Apt# 2B Flushing, NY, 11355, 2 total business hours per month / 2 during normal securities trading hours No annual compensation Not investment related, 2. Outside Insurance, Start Date: 3/2/26, Nature: Insurance other than Guardian, Address: 261 Madison Avenue, 27/F, New York, NY 10016, Duties: Broker selling insurance products outside of Guardian, 2 total hours per month; 1 during securities trading, Investment Related, 3. NFN Foundation, Start Date: 2/25/26, Nature: Non-profit organization raising money to support local charities, Address: 900 Stewart Avenue, suite 500, Garden City NY 11530, Duties: Voting Member/meet annually to determine how money is distributed to charities, 1 total hour per month; 1 during securities trading, Non-Investment Related,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-03-17
  • S63 Uniform Securities Agent State Law Examination
    1993-03-17

View on SEC IAPD

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