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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1992-10-20 |
Branch Locations
363 N Sam Houston Pkwy E Ste 1480, Houston, TX 77060 • United States
Conroe, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Houston | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | Present |
Business Ownership; North Houston Advisory Group; ; Entity to manage office real estate and staff for mutiple advisors; 363 N Sam Houston Pkwy ESuite 1480Houston Tx 77060, ,; Not Investment-Related; 09/01/2001; 10 to 19 hours per month; 10 to 19 during trading hours / Pennway LLC.; ; LLC Management Company; 363 N Sam Houston Pkwy ESte 1480Houston TX 77060, ,; Not Investment-Related; 10/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours / Ronin Services; manage practice; LLC to manage practice real estate and staff for team practice; 363 N Sam Houston Pkw E Ste 1480, , Houston, TX, 77060; Investment-Related; 09/11/2017; 10 to 19 hours per month; 1 to 9 during trading hours. Board of Directors; Houston Amateur Hockey Association; Board Member; 1255 Eldridge Parkway apt 623Houston TX 77077, ,; ; 06/01/2017; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-10-16 |
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