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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2007-08-03 |
Branch Locations
3 W Hawthorn Pkwy Ste 400, Vernon Hills, IL 60061 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 07/1990 | Present |
| Northwestern Mutual Investment Services, Llc | Schaumburg | IL | 08/1992 | Present |
| Northwestern Mutual Investment Services, Llc | Gurnee | IL | 08/2007 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS; NOT INVESTMENT-RELATED. 2. PPC LEONE, INC, LEGAL ENTITY, START DATE: 1/4/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 3. OWNER, PPC GS, LLC, 12715 210TH AVE, BRISTOL, , WISCONSIN, 53104, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 1/7/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED. 4. DP FOUNDERS, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 3/6/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-02-28 |
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