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Matthew J Peters

Northwestern Mutual Investment Services, LLC

Vernon Hills, IL

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-04-06
  • IL RA
    APPROVED
    Since 2017-04-06

Branch Locations

3 W Hawthorn Pkwy Ste 400, Vernon Hills, IL 60061 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Evanston IL 08/2015 10/2016
Unemployed Skokie IL 11/2016 04/2017
Daniel Castino Skokie IL 04/2017 Present
Northwestern Mutual Investment Services Llc Skokie IL 04/2017 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2017 Present
Steve Mengyan Skokie IL 01/2025 Present
Ben Pipala Skokie IL 01/2025 Present
  • 08/2015 → 10/2016
    Tiaa
    Evanston, IL
  • 11/2016 → 04/2017
    Unemployed
    Skokie, IL
  • 04/2017 → Present
    Daniel Castino
    Skokie, IL
  • 04/2017 → Present
    Northwestern Mutual Investment Services Llc
    Skokie, IL
  • 06/2017 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2025 → Present
    Steve Mengyan
    Skokie, IL
  • 01/2025 → Present
    Ben Pipala
    Skokie, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-11
  • S66 Uniform Combined State Law Examination
    2012-05-11
Other Names
  • Matthew James Peters
  • Matthew J Peters

View on SEC IAPD

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STEVEN S KOPALA
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JOHN S CHOI

Other Offices

CETERA INVESTMENT ADVISERS LLC · VERNON HILLS, IL
CETERA INVESTMENT ADVISERS LLC · VERNON HILLS, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · VERNON HILLS, IL
EPIPHANY CAPITAL · VERNON HILLS, IL
EDWARD JONES · VERNON HILLS, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VERNON HILLS, IL
EPIPHANY CAPITAL · VERNON HILLS, IL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Vernon Hills, IL

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