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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-05-25 |
| TX | RA | APPROVED | 2018-05-25 |
Branch Locations
1515 W 22Nd St Ste 700, Oak Brook, IL 60523 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Oakbrook Terrace | IL | 01/2009 | 05/2018 |
| Wells Fargo Clearing Services Llc | Oak Brook | IL | 05/2018 | Present |
WOMEN WHO ADVISE; NOT INVT RELATED; CHICAGOLAND, IL; PLANNING COMMITTEE MEMBER; START DATE 03/01/2021; 2 HRS PER MONTH; 0 HRS DURING TRADING; ATTENDING MEETINGS TO DISCUSS INCREASING ATTENDANCE AND PLANNING EVENTS.. RMJD PARTNERSHIP, INVT RELATED, ELMHURST, IL, 25% OWNERSHIP, START DATE 1/1/1995 INHERITED, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES, PASSIVE TIMESHARE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-16 |
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