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Carrie B. Draper

Neuberger Berman Bd LLC

New York, NY

Riverside, CT

CRD 5020050

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-07-01
NY RA APPROVED 2022-06-03
  • CT RA
    APPROVED
    Since 2024-07-01
  • NY RA
    APPROVED
    Since 2022-06-03

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Riverside, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 08/2015 05/2022
Bank Of America, N.A. New York NY 08/2015 05/2022
Neuberger Berman New York NY 05/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-25
S63 Uniform Securities Agent State Law Examination 2007-01-25
  • S66 Uniform Combined State Law Examination
    2016-04-25
  • S63 Uniform Securities Agent State Law Examination
    2007-01-25
Other Names
  • Carrie Beth Gilbert
  • Carrie Beth Draper

View on SEC IAPD

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