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Christopher James Fiore

Maxim Financial Advisors LLC

New York, NY

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Current Employers
Maxim Financial Advisors Llc

300 Park Ave 16Th Fl, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-02
NJ RA APPROVED 2019-01-04
  • NY RA
    APPROVED
    Since 2021-08-02
  • NJ RA
    APPROVED
    Since 2019-01-04

Branch Locations

300 Park Ave 16Th Fl, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maxim Group Llc Woodbury NY 10/2002 03/2021
Maxim Financial Advisors New York NY 10/2002 Present
Maxim Group Llc Miami Beach FL 03/2021 Present
  • 10/2002 → 03/2021
    Maxim Group Llc
    Woodbury, NY
  • 10/2002 → Present
    Maxim Financial Advisors
    New York, NY
  • 03/2021 → Present
    Maxim Group Llc
    Miami Beach, FL
Other Businesses

See below list. Investment related - personal real estate investments made through LLCs. Existing investor. No more than 1 hour per week during securities trading hours. Provide capital. 1883 Carpenter Rd, 3013 S 44TH IOS LLC, 411 Fork IOS LLC, 615 S Wisteria IOS LLC, 2023 W Prince St IOS LLC, 4700 York St Denver IOS LLC 6721 West Morten ISO LLC, Austin North 4C LLC, Balch House Tax (66 S Main St Providence), Bridge Opportunity Zone Fund III, Cambridge Coco B Holdings LLC, CIM Epic II QOF LLP, Lanai 501 LLC, E 68th Ave IOS LLC, Gateway Ten Baytown IOS LLC, North Loop 12 IOS LLC, LSOF BMW NED LLC, Oregon Port AG Investors LLC, Palmyra Park i-10 IOS, Park Ave Storage, Pasadena RES I LLC, Prelude Real Estate Holdings LLC, PTM Opportunity Zone Fund II, RDFWR LLC, Sand and Sea IOS LLC, Series A of Prelude Credit Opportunities LLC, Series B of Prelude Credit Opportunities LLC, Series D of Prelude Credit Opportunities LLC, Taylor Chandler 5 LLC, Timber OP OZ, TLC OZ Fund LLC, Tempe 3rd ST 105 LLC, West Durango IOS LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-07-19
S63 Uniform Securities Agent State Law Examination 1992-08-26
  • S65 Uniform Investment Adviser Law Examination
    1993-07-19
  • S63 Uniform Securities Agent State Law Examination
    1992-08-26
Other Names
  • Christopher J Fiore
  • Chris Fiore

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