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300 Park Ave 16Th Fl, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-02 |
| NJ | RA | APPROVED | 2019-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maxim Group Llc | Woodbury | NY | 10/2002 | 03/2021 |
| Maxim Financial Advisors | New York | NY | 10/2002 | Present |
| Maxim Group Llc | Miami Beach | FL | 03/2021 | Present |
See below list. Investment related - personal real estate investments made through LLCs. Existing investor. No more than 1 hour per week during securities trading hours. Provide capital. 1883 Carpenter Rd, 3013 S 44TH IOS LLC, 411 Fork IOS LLC, 615 S Wisteria IOS LLC, 2023 W Prince St IOS LLC, 4700 York St Denver IOS LLC 6721 West Morten ISO LLC, Austin North 4C LLC, Balch House Tax (66 S Main St Providence), Bridge Opportunity Zone Fund III, Cambridge Coco B Holdings LLC, CIM Epic II QOF LLP, Lanai 501 LLC, E 68th Ave IOS LLC, Gateway Ten Baytown IOS LLC, North Loop 12 IOS LLC, LSOF BMW NED LLC, Oregon Port AG Investors LLC, Palmyra Park i-10 IOS, Park Ave Storage, Pasadena RES I LLC, Prelude Real Estate Holdings LLC, PTM Opportunity Zone Fund II, RDFWR LLC, Sand and Sea IOS LLC, Series A of Prelude Credit Opportunities LLC, Series B of Prelude Credit Opportunities LLC, Series D of Prelude Credit Opportunities LLC, Taylor Chandler 5 LLC, Timber OP OZ, TLC OZ Fund LLC, Tempe 3rd ST 105 LLC, West Durango IOS LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-26 |
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