Christopher James Fiore

Employer firm

Maxim Financial Advisors LLC CRD 139366

$445M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2002 → 03/2021
  Maxim Group Llc
  Woodbury, NY
• 10/2002 → Present
  Maxim Financial Advisors
  New York, NY
• 03/2021 → Present
  Maxim Group Llc
  Miami Beach, FL

Other Businesses

See below list. Investment related - personal real estate investments made through LLCs. Existing investor. No more than 1 hour per week during securities trading hours. Provide capital. 1883 Carpenter Rd, 3013 S 44TH IOS LLC, 411 Fork IOS LLC, 615 S Wisteria IOS LLC, 2023 W Prince St IOS LLC, 4700 York St Denver IOS LLC 6721 West Morten ISO LLC, Austin North 4C LLC, Balch House Tax (66 S Main St Providence), Bridge Opportunity Zone Fund III, Cambridge Coco B Holdings LLC, CIM Epic II QOF LLP, Lanai 501 LLC, E 68th Ave IOS LLC, Gateway Ten Baytown IOS LLC, North Loop 12 IOS LLC, LSOF BMW NED LLC, Oregon Port AG Investors LLC, Palmyra Park i-10 IOS, Park Ave Storage, Pasadena RES I LLC, Prelude Real Estate Holdings LLC, PTM Opportunity Zone Fund II, RDFWR LLC, Sand and Sea IOS LLC, Series A of Prelude Credit Opportunities LLC, Series B of Prelude Credit Opportunities LLC, Series D of Prelude Credit Opportunities LLC, Taylor Chandler 5 LLC, Timber OP OZ, TLC OZ Fund LLC, Tempe 3rd ST 105 LLC, West Durango IOS LLC

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-07-19
• S63 Uniform Securities Agent State Law Examination
  1992-08-26

Other Names

• Christopher J Fiore
• Chris Fiore