Richard James Gaglianese

Employer firm

Capital Analysts CRD 162200

$8.77B regulatory AUM 57 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1989 → Present
  Self Employed
  Rydal, PA
• 08/1992 → Present
  Lincoln Investment Planning, Inc.
  Voorhees, NJ

Other Businesses

CONVENIENCE STORE POSITION: Owner/Investor NATURE: Convenience Store INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2010 ADDRESS: 3310 North Wales Rd, E Norriton PA 19401 DESCRIPTION: Record deposits/prepare tax reports/various book keeping functions RENTAL PROPERTY POSITION: Partner NATURE: Rental Property to tennants INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 920 Township Line Rd, Elkins Park PA 19027 DESCRIPTION: Pay bills/Recordkeeping/Tax reporting LEADER INVESTMENT GROUP, LLC POSITION: Partner NATURE: Rental Property to tennants INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2004 ADDRESS: 920 Township Line Rd, Elkins Park PA 19027 DESCRIPTION: Pay bills/Recordkeeping/Tax returns EP ICES LLC POSITION: Investor NATURE: Ritas Water Ice Franchise INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/20/2015 ADDRESS: 110 Yorktown Plaza, Elkins Park PA 19027, United States DESCRIPTION: Investor/Pay bills/Recording keeping/Tax reporting GAGLIANESE & VALLERAS LLP POSITION: Partner NATURE: Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/15/2020 ADDRESS: 920 Township Line Rd, Elkins Park PA 19027, United States DESCRIPTION: Preparing tax returns 1725 THE FAIRWAY INVESTMENTS LLC POSITION: Managing Member NATURE: Investment Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2021 ADDRESS: 1725 The Fairway, Abington PA 19001, United States DESCRIPTION: Paying Bills, Bookkeeping, Preparing Tax Returns A&E LEGACY LLC POSITION: Partner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2023 ADDRESS: 1725 The Fairway, Jenkintown PA 19046, United States DESCRIPTION: Property Management, Collecting rents, Meeting contractors, Paying Bills ABINGTON PAL POSITION: Board President NATURE: Police Athletic League INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 1176 Old York Rd, Abington PA 19001, United States DESCRIPTION: Run meetings. Develop Budgets ABINGTON TOWNSHIP POLICE FOUNDATION POSITION: Board President NATURE: Charitable Foundation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 1176 Old York Rd, Abington PA 19001, United States DESCRIPTION: Raise funds to provide safety equipment for the Abington Township Police force Simplicity and Crump Position: Sales Agent Nature: Fixed Annuity Sales Investment Related: Yes Hours: 1 Securities Trading Hours: 1 Start Date: 4/27/2026 Address: 1725 The Fairway Jenkintown, PA 19046 Description: Selling Fixed Annuities

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-13
• S63 Uniform Securities Agent State Law Examination
  1992-08-21