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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-12-13
NY RA APPROVED 2021-04-13
NJ RA APPROVED 2012-10-01
  • PA RA
    APPROVED
    Since 2023-12-13
  • NY RA
    APPROVED
    Since 2021-04-13
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

1002 Brighton Beach Ave, Brooklyn, NY 11235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Brooklyn NY 10/2012 Present
Jpmorgan Chase Bank, Na. Brooklyn NY 08/2005 Present
Previous Registrations
  • 2010-06-18 → 2012-10-01
    Chase Investment Services Corp.
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-14
S63 Uniform Securities Agent State Law Examination 2005-11-02
  • S66 Uniform Combined State Law Examination
    2010-06-14
  • S63 Uniform Securities Agent State Law Examination
    2005-11-02

View on SEC IAPD

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