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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-11-04 |
Branch Locations
321 W Mariposa Rd, Nogales, AZ 85621 • United States
4051 E Sunrise Dr Ste 200 [W6-Rbo], Tucson, AZ 85718 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Tucson | AZ | 10/2010 | 12/2017 |
| Morgan Stanley Smith Barney Llc | Tucson | AZ | 01/2017 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tucson | AZ | 11/2018 | 07/2024 |
| Bank Of America, N.A. | Tucson | AZ | 11/2018 | 07/2024 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 10/2025 | Present |
| Unemployed | Tucson | AZ | 09/2018 | 10/2018 |
| Retired | Tucson | AZ | 08/2024 | 09/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-24 |
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