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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-10
AZ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2015-02-10
  • AZ RA
    APPROVED
    Since 2012-10-01

Branch Locations

420 West Mariposa Road, Nogales, AZ 85621 • United States

201 W. Continental Rd., Green Valley, AZ 85622 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Sierra Vista AZ 11/2013 02/2023
J.P. Morgan Securities Llc Green Valley AZ 03/2023 Present
Jp Morgan Chase Bank, N.A. Green Valley AZ 03/2023 Present
Previous Registrations
  • 2012-05-29 → 2012-10-01
    Chase Investment Services Corp.
    Chicago, IL
    Douglas, AZ
    Nogales, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-25
S63 Uniform Securities Agent State Law Examination 2003-11-18
  • S65 Uniform Investment Adviser Law Examination
    2012-05-25
  • S63 Uniform Securities Agent State Law Examination
    2003-11-18
Other Names
  • Arnold Fimbres
  • Arnoldo Fimbres

View on SEC IAPD

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