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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-10 |
| AZ | RA | APPROVED | 2012-10-01 |
Branch Locations
420 West Mariposa Road, Nogales, AZ 85621 • United States
201 W. Continental Rd., Green Valley, AZ 85622 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Sierra Vista | AZ | 11/2013 | 02/2023 |
| J.P. Morgan Securities Llc | Green Valley | AZ | 03/2023 | Present |
| Jp Morgan Chase Bank, N.A. | Green Valley | AZ | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-18 |
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