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Karla P Garcia

Edward Jones

Tubac, AZ

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-16
AZ RA APPROVED 2024-01-11
  • TX RA
    APPROVED_RES
    Since 2024-05-16
  • AZ RA
    APPROVED
    Since 2024-01-11

Branch Locations

2221 E Frontage Rd, Ste E203, Tubac, AZ 85646 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Phoenix AZ 06/2015 07/2018
Jp Morgan Securities, Llc Laveen AZ 07/2018 10/2018
Jp Morgan Chase Bank, N.A. Laveen AZ 08/2022 11/2022
Golden Auto Wholesalers, Llc Avondale AZ 04/2017 10/2020
Jp Morgan Chase Bank, N.A. Sun City West AZ 11/2022 08/2023
Jp Morgan Securities, Llc Sun City West AZ 10/2018 08/2022
Ringo Transport Llc Goodyear AZ 07/2021 11/2023
Edward Jones St Louis MO 12/2023 Present
  • 06/2015 → 07/2018
    Jpmorgan Chase Bank Na
    Phoenix, AZ
  • 07/2018 → 10/2018
    Jp Morgan Securities, Llc
    Laveen, AZ
  • 08/2022 → 11/2022
    Jp Morgan Chase Bank, N.A.
    Laveen, AZ
  • 04/2017 → 10/2020
    Golden Auto Wholesalers, Llc
    Avondale, AZ
  • 11/2022 → 08/2023
    Jp Morgan Chase Bank, N.A.
    Sun City West, AZ
  • 10/2018 → 08/2022
    Jp Morgan Securities, Llc
    Sun City West, AZ
  • 07/2021 → 11/2023
    Ringo Transport Llc
    Goodyear, AZ
  • 12/2023 → Present
    St Louis, MO
Other Businesses

Ringo Transport LLC Type of business: Vehicles Transportation Rio Rico, AZ Start date: 7/1/2021 Signer on business account Hours per week: 0 Hours during trading: 0 Signer on business account * Rio Rico Rotary Rio Rico AZ, AZ Start date: 7/1/2025 Foundation Board Member Hours per week: 0 Hours during trading: 0 Meet with board members once a month to talk and vote on financial reports like Club Profit and Loss and Budget Analysis.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-20
S63 Uniform Securities Agent State Law Examination 2018-11-16
  • S66 Uniform Combined State Law Examination
    2023-12-20
  • S63 Uniform Securities Agent State Law Examination
    2018-11-16
Other Names
  • Karla Fernanda Pino Paredes
  • Karla Pino
  • Karla F Pino

View on SEC IAPD

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