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9870 Research Drive, Irvine, CA 92618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-06-13 |
| CA | RA | APPROVED | 2012-02-14 |
Branch Locations
5199 E Pac Coast Hwy #600, Long Beach, CA 90804 • United States
9870 Research Drive, Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | Long Beach | CA | 02/2012 | 03/2020 |
| Cooper Mcmanus | Irvine | CA | 02/2012 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2020 | Present |
1) LETIP OF HUNTINGTON BEACH, 4838 E BASELINE RD, #123, MESA AZ, BOARD MEMBER OF A NON-PUBLIC ENTITY, Treasurer and PAST PRESIDENT, 03/27/20, NIR, 4/MO- 3/TRADING 2) SCRABBLE DIRECTOR, PO BOX 12115, DALLAS, TX, NON-PROFIT DIRECTOR SCRABBLE TOURNAMENTS, 03/27/20, NIR, 15/YR- 0/TRADING 3) PEARL FINANCIAL, INC, 5199 E PACIFIC COAST HWY #600, LONG BEACH, CA, 03/27/20, INV REL, OWNER, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,5/WK- 5/TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-21 |
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