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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-11-07 |
| TX | RA | APPROVED_RES | 2019-11-07 |
Branch Locations
2625 Butterfield Rd Ste 105S, Oak Brook, IL 60523 • United States
Prospect Heights, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Villa Park | IL | 08/2009 | 10/2019 |
| Re-Direct Financial Services | Villa Park | IL | 07/1991 | Present |
| Lpl Financial Llc | Oak Brook | IL | 11/2019 | Present |
1)07/1991 - Tax Prep/Accounting/CPA - RE-DIRECT FINANCIAL SERVICES - 10HRS/MO 0 DURING TRADING - INVESTMENT RELATED - OAK BROOK, IL 60523 2)07/1993 - Act in a Fiduciary Capacity - The Jones Trust #1234 - 0% - INVESTMENT RELATED - ST CHARLES, IL 60174
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-09-29 |
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