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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-13 |
| IL | RA | APPROVED | 2019-10-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Belleville | IL | 08/1992 | 10/2019 |
| Martin Financial Services, Inc. | Swansea | IL | 01/2012 | Present |
| Lpl Financial Llc | Swansea | IL | 10/2019 | Present |
1. 10/3/2019 - SJGA LLC - Not Investment Related - At Reported Business Location(s) - Business Entity for Tax-Investment Purposes - Owner - Started 10/31/2011 - 1 Hour Per Month. 2. 10/3/2019 - MARTIN ACCOUNTING SERVICES, INC. - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - President of corporation, CPA - Started 01/15/1993 - 50 Hours Per Month/25 Hours During Securities Trading - Time Spent 30%. 3. 10/3/2019 - Martin Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 4. 10/3/2019 - MARTIN FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - President/Broker - Started 1995 - 2 Hours Per Month During Securities Trading - Time Spent 1%. 5. 12/11/2019 - No Business Name - Not Investment Related - ST. LOIUS, MO THE FOUNDRY - Other-Business Owner - Minority Partner - Started 11/15/2019 - 10 Hours Per Month/0 Hours During Securities Trading - Restaurant Owner.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-13 |
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