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11152 S Towne Square, Saint Louis, MO 63123 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2015-01-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Saxony Securities Inc | St. Louis | MO | 01/2015 | Present |
| Saxony Capital Management | St. Louis | MO | 01/2015 | Present |
Catholic Youth Council sports referee, non-investment related, 7622 Sutherland Ave. Shrewsbury, MO. 63119, basketball and soccer referee, referee, 12/12/2015, 8 hours per month, 0 hours during security trading hours, referee youth sporting events.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-02 |
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