Best Investors
Account
Sign in
Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-07-18 |
| MD | RA | APPROVED | 1995-11-02 |
Branch Locations
11810 Grand Park Ave, North Bethesda, MD 20852 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | North Bethesda | MD | 09/1995 | Present |
| Bank Of America, Na | North Bethesda | MD | 11/2009 | Present |
I*123479 For profit or not for profit: Non-Profit Organization Name of outside business organization: Columbia Country Club Investment related: Y Address of business: Chevy Chase, Maryland 20815 Nature of business: Corporation, Position, title, association: Committee Member, Start date of relationship: 3/1/2019 Number of hours devoted: 4 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Committee member overseeing the Club's 401k plan. Not plan investment advisor nor do I have access to the account nor participant statements.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-30 |
Reach out to this advisor