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Maria Joyce Cappa

Ameriprise Financial Services, LLC

Bohemia, NY

Smithtown, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

One Corporate Drive Ste 202, Bohemia, NY 11716 • United States

Smithtown, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bohemia NY 09/2005 03/2020
Ameriprise Financial Services, Llc Bohemia NY 03/2020 Present
Other Businesses

Business Ownership; MJC Times 3 Inc.; ; fitness coaching; 123 Brook LaneSmithtown, NY 11787, ,; ; 12/12/2009; 40 to 59 hours per month; .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-11
  • S66 Uniform Combined State Law Examination
    2002-03-11
Other Names
  • Maria Joyce Tomashefsky-Dugan
  • Maria J Tomashefsky
  • Maria Joyce Tomashefsky

View on SEC IAPD

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