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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-30 |
| FL | RA | APPROVED | 2009-11-05 |
Branch Locations
141 E Central Ave Ste 450, Winter Haven, FL 33880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Brandon | FL | 01/1999 | Present |
1. 04/08/10 - DBA ONLY / GERIC/HEMP INVESTMENT GROUP / WINTER HAVEN, FL. 2. 10/30/2017 - A New Pointe Dance - Investment Related - 6278 Cypress Gardens Blvd, Winter Haven, FL 33884 - Other - Business Owner - Start Date 11/01/2017 - 20 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-25 |
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