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Jeffrey Phillip Simpson

LPl Financial LLC

Winter Haven, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-30
FL RA APPROVED 2009-11-05
  • TX RA
    APPROVED_RES
    Since 2016-03-30
  • FL RA
    APPROVED
    Since 2009-11-05

Branch Locations

141 E Central Ave Ste 450, Winter Haven, FL 33880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Brandon FL 01/1999 Present
  • 01/1999 → Present
    Lpl Financial
    Brandon, FL
Other Businesses

1. 04/08/10 - DBA ONLY / GERIC/HEMP INVESTMENT GROUP / WINTER HAVEN, FL. 2. 10/30/2017 - A New Pointe Dance - Investment Related - 6278 Cypress Gardens Blvd, Winter Haven, FL 33884 - Other - Business Owner - Start Date 11/01/2017 - 20 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-29
S63 Uniform Securities Agent State Law Examination 1992-08-25
  • S65 Uniform Investment Adviser Law Examination
    2009-10-29
  • S63 Uniform Securities Agent State Law Examination
    1992-08-25
Other Names
  • Jeffrey Simpson

View on SEC IAPD

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