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David Weigand

Wells Fargo Clearing Services, LLC

Williamsville, NY

CRD 2265334

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-05
  • NY RA
    APPROVED
    Since 2023-04-05

Branch Locations

6390 Main St, Ste 100, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Silver Grove Advisory Services Williamsville NY 03/2017 04/2023
Lpl Financial Llc Williamsville NY 03/2016 08/2017
Wells Fargo Clearing Services, Llc Buffalo NY 04/2023 Present
Previous Registrations
  • 2021-08-12 → 2023-04-26
    Silver Grove Advisory Services
    Orchard Park, NY
  • 2016-03-28 → 2017-08-31
    Lpl Financial Llc
    Orchard Park, NY
    Williamsville, NY
  • 2013-10-22 → 2016-04-25
    M&T Securities, Inc.
    Cheektowaga, NY
    Buffalo, NY
    Cheektowaga, NY
    Buffalo, NY
    Cheektowaga, NY
  • 2013-09-30 → 2013-11-08
    Lpl Financial Llc
    Williamsville, NY
    San Diego, CA
    Williamsville, NY
  • 2012-02-21 → 2013-10-01
    M&T Securities, Inc.
    Cheektowaga, NY
    Buffalo, NY
    Buffalo, NY
  • 2012-02-21 → 2012-03-08
    Morgan Stanley
    Williamsville, NY
  • 2012-01-31 → 2012-02-17
    M&T Securities, Inc.
    Rochester, NY
    West Seneca, NY
    West Seneca, NY
    Cheektowaga, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-09-01
  • S63 Uniform Securities Agent State Law Examination
    1992-09-01
Other Names
  • David Raymond Weigand

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RABENOLD ADVISORS, INC.

Nearby Investors

GREGORY PAUL POLEON
CHRISTOPHER ZACCHEAUS CHILES
RANDY DEVIN TOTH

Nearby Offices

OSAIC WEALTH, INC. · WILLIAMSVILLE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILLIAMSVILLE, NY
RABENOLD ADVISORS, INC. · WILLIAMSVILLE, NY

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