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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2004-04-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 01/2004 | Present |
| Bank Of America, N.A. | Houston | TX | 09/2011 | Present |
I*3149273Entity Type: Entity CharitableName of OBA: Friendswood Foundation, Inc.Address: Friendswood, Texas, 77546-7906Investment Related: NoPosition, Title, Association: DirectorEmployee Start Date: 01/01/2026Number of Hours: 2, WeeklyNumber of Hours during trading: 0, WeeklyDuties: Friendswood Foundation, Inc. will be a Nonprofit Corporation formed under the laws of the State of Texas. The purpose of Friendswood Foundation, Inc. is to make contributions to the Education Foundations of the Independent School Districts in the Houston Bay Area. The Bay Area Houston Independent School Districts are facing budget shortfalls due the decrease in funding from the State of Texas. Friendswood Foundation, Inc. would contribute funds to the Bay Area Houston Education Foundations to mitigate the funding shortfall. Friendswood Foundation, Inc. will be a Private Foundation funded by me. I will be responsible for investing the charitable contributions I make out of my own funds and for distributing income to the Education Foundations in accordance with formulas determined by the Internal Revenue Service I*4836270, Entity Type: , Name of OBA: V I L DCSD TTEE PLEDGED TO ML LENDER U/W C W L, Address: Friendswood, Texas, 77546-7906, Investment Related: N, Position, Title, Association: Successor Trustee, Employee Start Date: 07/07/2026, No Hours: 2 Weekly, No Hours during Trading: 2 Weekly, Duties: I*4836274, Entity Type: , Name of OBA: V I L DCSD TTEE U/W C W L, Address: Friendswood, Texas, 77546-7906, Investment Related: N, Position, Title, Association: Successor Trustee, Employee Start Date: 07/07/2026, No Hours: 2 Weekly, No Hours during Trading: 2 Weekly, Duties: I*5433268, Entity Type: , Name of OBA: V L DCSD TTEE U/A DTD 09/30/1991 BY V I L, Address: Friendswood, Texas, 77546, Investment Related: N, Position, Title, Association: Successor Trustee, Employee Start Date: 08/17/2026, No Hours: 2 Weekly, No Hours during Trading: 2 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-11 |
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