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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-29 |
| NJ | RA | APPROVED | 2013-01-30 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman Llc | New York | NY | 12/2008 | Present |
Brophy College Preparatory High School, 4701 N. Central Ave, Phoenix, AZ 85012 Start date 8/1/2024,Member of the Investment Committee; The high school has a $100 million investment portfolio. They would like me to be a member of the investment committee to provide points of view to the head of the investment committee on markets, asset allocation practices and other matters related to the investment portfolio. 1 hour a month during Trading Hours and 1 hour a month during non-trading hours,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-23 |
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