Jeffrey Marc Walzer

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-31
FL	RA	APPROVED	2011-05-17

TX RA
APPROVED_RES

Since 2020-03-31
FL RA
APPROVED

Since 2011-05-17

Branch Locations

2650 North Military Trail Suite 400, Boca Raton, FL 33431 • United States

Davie, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Boca Raton	FL	04/2011	Present

04/2011 → Present

Stifel Nicolaus & Co Inc

Boca Raton, FL

Previous Registrations

2009-10-09 → 2011-04-28

Rbc Capital Markets, Llc

Fort Lauderdale, FL
2006-12-08 → 2009-10-09

J. B. Hanauer & Co.

Plantation, FL

Hallandale, FL

Other Businesses

CGW Corp.; 5059 NW 86th Way Coral Springs FL 33067; real estate investment; Vice President; 07/01/2004; 3 hrs/year; Not during securities trading hours; Investment-Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-12-05
S63	Uniform Securities Agent State Law Examination	1992-10-30

S65 Uniform Investment Adviser Law Examination

2006-12-05
S63 Uniform Securities Agent State Law Examination

1992-10-30

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews