John P Sales

Current Employers

Employment History

• 05/1992 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boulder, CO
• 07/2011 → Present
  Bank Of America, N.A.
  Boulder, CO

Other Businesses

1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: KS 3.INVESTMENT RELATED: 4.ADDRESS OF BUSINESS: SUPERIOR, COLORADO 80027 5.NATURE OF BUSINESS: 7.FIDUCIARY ROLE: 8.FIDUCIARY ROLE FOR FAMILY?: 9.FIDUCIARY DETAILS: 10.POSITION, TITLE, ASSOCIATION: OTHER, 11.POSITION DUTIES: OVERSEEING HER IRA 12.START DATE OF RELATIONSHIP: 10/3/2009 13.NUMBER OF HOURS DEVOTED: 1 QUARTERLY 14. NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 15.DUTIES: 1/20/2012 10:45 SALES, JOHN : 16.1/20/2012 12:24 SALE, RICHARD : POA FOR WIFE'S ML ACCOUNT I*571285 For profit or not for profit: Entity For Profit Name of outside business organization: Ice Ranch at Boulder Valley, LLC Investment related: N Address of business: Superior, Colorado, 80027 Nature of business: ["Limited Liability Company"] Position, title, association: ["Director"], Start date of relationship: 1/1/2016 Number of hours devoted: 52 hour(s) Yearly Number of hours devoted during trading hours: 1 Duties: , As a former board member of the Boulder Hockey Club and one of the leaders in the community who helped get the Sport Stable project approved, etc. I will be providing advice and guidance in a board role.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-05-31
• S63 Uniform Securities Agent State Law Examination
  1992-09-09

Other Names

• John Paul Sales