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Current Employers
Gagnon Securities, Llc

1370 6Th Avenue 26Th Floor, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-30
  • NY RA
    APPROVED
    Since 2021-07-30

Branch Locations

1370 Avenue Of The Americas 26Th Floor, New York, NY 10019 • USA

1370 Avenue Of The Americas, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gagnon Securities New York NY 07/2005 Present
  • 07/2005 → Present
    Gagnon Securities
    New York, NY
Other Businesses

Provides administrative support for the Gagnon Securities and Affiliates GET LISTED! GET SOLD! NYC - Start Date: 12/18/2021 - Address: 900 South Avenue, Suite 300, Staten Island NY 10314 - Real Estate Sales - Position: Real Estate Salesperson/Spouse - Description of Duties: Business continuity plan of family owned business - No. of Hours Spent on this Activity/Month: 2 - 0 hours/month during trading hours-Compensation: Commission A.S.D. Tax Services LLC - Start Date: 1/22/2026 - Staten Island NY - Position: Secretary : Description of Duties: None. Named Secretary for emergency purposes. Number of Hours: 0 Compensation: None Entity: Gagnon Administrative Services, Partner, 1370 Avenue of the Americas 26th Floor NY, NY 10019, Investment Related: Yes, Nature of Business: Collect fees from the affiliated companies of Gagnon Securities, Duties: Partners of Gagnon Securities are equal Partners of Gagnon Administrative. As needed less than 5 hours monthly during the trading day Entity: Gagnon Securities Partners Fund/Gagnon Securities Private Partners Fund, Partner, 1370 Avenue of the Americas 26th Floor NY, NY 10019, Investment Related: Yes, Nature of Business: Invest and Reinvest the capital of the Gagnon Securities. As needed less than 5 hours monthly during the trading day

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-09-01
  • S63 Uniform Securities Agent State Law Examination
    2005-09-01

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