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200 Park Avenue, New York, NY 10166 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-08-08 |
| DC | RA | APPROVED | 2023-08-02 |
| ND | RA | APPROVED | 2023-08-01 |
| GA | RA | APPROVED | 2023-07-31 |
| NM | RA | APPROVED | 2023-07-31 |
| AK | RA | APPROVED | 2023-07-26 |
| DE | RA | APPROVED | 2023-07-26 |
| IL | RA | APPROVED | 2023-07-26 |
| IN | RA | APPROVED | 2023-07-26 |
| KY | RA | APPROVED | 2023-07-26 |
| LA | RA | APPROVED | 2023-07-26 |
| ME | RA | APPROVED | 2023-07-26 |
| OK | RA | APPROVED | 2023-07-26 |
| RI | RA | APPROVED | 2023-07-26 |
| SC | RA | APPROVED | 2023-07-26 |
| TX | RA | APPROVED | 2023-07-26 |
| VA | RA | APPROVED | 2023-07-26 |
Branch Locations
200 Park Avenue, New York, NY 10166 • United States
5780 North Powers Ferry Rd. Nw, Atlanta, GA 30327 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ivy Distributors, Inc | Shawnee Mission | KS | 08/2001 | 04/2021 |
| Waddell & Reed, Inc. | Overland Park | KS | 03/2003 | 08/2020 |
| Meals On Wheels | Atlanta | GA | 01/2014 | 10/2023 |
| Woodruff Arts Center- High Museum Of Art | Atlanta | GA | 01/2022 | 06/2022 |
| Voya Investment Management | Atlanta | GA | 06/2022 | Present |
| Voya Investments Distributor, Llc | Windsor | CT | 06/2022 | Present |
| In Between Positions | Atlanta | GA | 05/2021 | 12/2021 |
| Voya Investment Management Co., Llc | New York | NY | 06/2023 | Present |
Brownstones at Habersham Homeowners Association; Not investment related; 1177 Woodland Ave NE, Atlanta, GA 30324; A non-profit, non-stock, membership corporation organized under the Georgia Non-Profit Corporation code; Homeowners Association Board member; 03/01/2024; 1 hour per month; 0 hours per month during trading hours; Homeowners association.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-26 |
| S65 | Uniform Investment Adviser Law Examination | 2000-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-17 |
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