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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2022-01-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Newark | DE | 09/2014 | Present |
| Jpmorgan Chase Bank Na | Newark | DE | 08/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-10 |
| S65 | Uniform Investment Adviser Law Examination | 1996-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-13 |
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