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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-12-01
WA RA APPROVED 1992-10-16
  • TX RA
    APPROVED_RES
    Since 2020-12-01
  • WA RA
    APPROVED
    Since 1992-10-16

Branch Locations

3929 Martin Way E Suite F, Olympia, WA 98506 • United States

Chehalis, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Olympia WA 09/2005 03/2020
Ameriprise Financial Services, Llc Olympia WA 03/2020 Present
Other Businesses

Board of Directors; Elder Board; elder; 1866 s market blvd, , chehalis, WA, 98532; Not Investment-Related; 01/26/2025; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-18
S63 Uniform Securities Agent State Law Examination 1992-08-05
  • S65 Uniform Investment Adviser Law Examination
    1992-08-18
  • S63 Uniform Securities Agent State Law Examination
    1992-08-05

View on SEC IAPD

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