Gregg Robert Hartmann

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1992 → 06/2019
  Foresters Financial Services
  Denver, CO
• 07/2003 → Present
  Michael Uihlein
  Boulder, CO
• 06/2008 → 10/2016
  Bear Creek At Estes
  Lakewood, CO
• 01/2017 → 04/2021
  Colby And Hartmann Llc
  Lakewood, CO
• 01/2017 → Present
  Bear Creek At Estes Home Owners Association
  Lakewood, CO
• 03/2018 → 06/2019
  Foresters Advisory Services
  Denver, CO
• 08/2018 → 05/2019
  Bear Creek High School
  Lakewood, CO
• 08/2018 → 05/2019
  Bear Creek Instrumental Music
  Lakewood, CO
• 06/2019 → Present
  Cetera Investment Advisers Llc
  Littleton, CO
• 06/2019 → Present
  Cetera Investment Services Llc
  St. Cloud, MN

Previous Registrations

• 2018-04-17 → 2019-06-20
  Foresters Advisory Services, Llc
  Denver, CO

Other Businesses

1) SUMMIT INVESTMENT ADVISORS, LLC 100% OWNER FOR TAX PURPOSES. 2) MICHAEL UIHLEIN SR RENTAL PROPERTY-LANDLORD ONLY. 3) SECRETARY FOR HODGSON DITCH OPERATING ASSOCIATION, 1% OWNER, LESS THAN 1/HR/WK

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-03-23
• S63 Uniform Securities Agent State Law Examination
  1992-08-03