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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-08-13 |
| CO | RA | APPROVED | 2019-06-19 |
Branch Locations
2979 W Main St Suite 300-309, Littleton, CO 80120 • United States
Lakewood, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Denver | CO | 06/1992 | 06/2019 |
| Michael Uihlein | Boulder | CO | 07/2003 | Present |
| Bear Creek At Estes | Lakewood | CO | 06/2008 | 10/2016 |
| Colby And Hartmann Llc | Lakewood | CO | 01/2017 | 04/2021 |
| Bear Creek At Estes Home Owners Association | Lakewood | CO | 01/2017 | Present |
| Foresters Advisory Services | Denver | CO | 03/2018 | 06/2019 |
| Bear Creek High School | Lakewood | CO | 08/2018 | 05/2019 |
| Bear Creek Instrumental Music | Lakewood | CO | 08/2018 | 05/2019 |
| Cetera Investment Advisers Llc | Littleton | CO | 06/2019 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2019 | Present |
1) SUMMIT INVESTMENT ADVISORS, LLC 100% OWNER FOR TAX PURPOSES. 2) MICHAEL UIHLEIN SR RENTAL PROPERTY-LANDLORD ONLY. 3) SECRETARY FOR HODGSON DITCH OPERATING ASSOCIATION, 1% OWNER, LESS THAN 1/HR/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-03 |
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