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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-30
  • TX RA
    APPROVED
    Since 2024-09-30

Branch Locations

600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Distributors, Inc. Houston TX 11/2013 03/2017
Virtus Partners Houston TX 04/2017 06/2021
Goldman Sachs & Co. Llc Houston TX 07/2021 08/2024
Oasis Outsourcing Houston TX 04/2017 01/2020
Nations Reliable Lending Llc Houston TX 11/2016 01/2020
J.P. Morgan Securities Llc Houston TX 08/2024 Present
Jpmorgan Chase Bank, N.A. Houston TX 08/2024 Present
  • 11/2013 → 03/2017
    Invesco Distributors, Inc.
    Houston, TX
  • 04/2017 → 06/2021
    Virtus Partners
    Houston, TX
  • 07/2021 → 08/2024
    Goldman Sachs & Co. Llc
    Houston, TX
  • 04/2017 → 01/2020
    Oasis Outsourcing
    Houston, TX
  • 11/2016 → 01/2020
    Nations Reliable Lending Llc
    Houston, TX
  • 08/2024 → Present
    Houston, TX
  • 08/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Houston, TX
Other Businesses

Entity Name: Universal Toll Tag, Inc Investment related: No "Address: 9494 Southwest Fwy, Suite 300 Houston, TX 77074" Nature of the other business: Technology Position/Title/Relationship: Owner/Partner Start Date: 10/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: A Texas-based tech startup for a universal toll tag. There are no responsibilities for me as i would just be making a small investment into it. Entity Name: St John's School Investment related: Yes Address: 2401 Claremont Ln, Houston, TX 77019 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 06/01/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: St. John's School is a private co-educational day school serving grades K-12 . I serve on the investment committee, helping the CFO oversee the endowment and the investment advisor.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-30
S63 Uniform Securities Agent State Law Examination 2021-10-25
  • S65 Uniform Investment Adviser Law Examination
    2024-09-30
  • S63 Uniform Securities Agent State Law Examination
    2021-10-25
Other Names
  • Rodolfo Julio Cooper
  • Rodolfo Julio Cooper
  • Rodolfo J Cooper
  • Rodolfo Cooper

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