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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-30 |
Branch Locations
600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco Distributors, Inc. | Houston | TX | 11/2013 | 03/2017 |
| Virtus Partners | Houston | TX | 04/2017 | 06/2021 |
| Goldman Sachs & Co. Llc | Houston | TX | 07/2021 | 08/2024 |
| Oasis Outsourcing | Houston | TX | 04/2017 | 01/2020 |
| Nations Reliable Lending Llc | Houston | TX | 11/2016 | 01/2020 |
| J.P. Morgan Securities Llc | Houston | TX | 08/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 08/2024 | Present |
Entity Name: Universal Toll Tag, Inc Investment related: No "Address: 9494 Southwest Fwy, Suite 300 Houston, TX 77074" Nature of the other business: Technology Position/Title/Relationship: Owner/Partner Start Date: 10/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: A Texas-based tech startup for a universal toll tag. There are no responsibilities for me as i would just be making a small investment into it. Entity Name: St John's School Investment related: Yes Address: 2401 Claremont Ln, Houston, TX 77019 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 06/01/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: St. John's School is a private co-educational day school serving grades K-12 . I serve on the investment committee, helping the CFO oversee the endowment and the investment advisor.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-25 |
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