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Samuel Alfred Ramirez, Jr.

Ramirez Asset Management, Inc.

New York, NY

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Current Employers
Ramirez Asset Management, Inc.

14 East 52Nd Street, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2012-02-14
  • PR RA
    APPROVED
    Since 2012-02-14

Branch Locations

14 East 52Nd Street, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ramirez & Co., Inc New York NY 06/1992 Present
San Juan Capital Partners Llc Hato Rey PR 12/2006 12/2017
Ramirez Asset Management, Inc New York NY 11/2004 Present
  • 06/1992 → Present
    Ramirez & Co., Inc
    New York, NY
  • 12/2006 → 12/2017
    San Juan Capital Partners Llc
    Hato Rey, PR
  • 11/2004 → Present
    Ramirez Asset Management, Inc
    New York, NY
Previous Registrations
  • 2007-01-17 → 2017-12-08
    San Juan Capital Partners, Llc
    Hato Rey, PR
  • 2004-11-12 → 2010-12-31
    Ramirez Asset Management, Inc.
    New York, NY
    Palm Beach, FL
    New York, NY
Other Businesses

OWNER: RAM FIN EQUINE LLC, OWNER: RAMIREZ PROPERTIES LLC; MEMBER OF THE US POLO ASSOCIATION FINANCE COMMITTEE- 1 HR PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-10
S63 Uniform Securities Agent State Law Examination 1992-10-05
  • S65 Uniform Investment Adviser Law Examination
    2004-11-10
  • S63 Uniform Securities Agent State Law Examination
    1992-10-05
Other Names
  • Samuel Alfred Ramirez
  • Samuel Alfred Ramirez,
  • Samuel Alfred Ramirez, Jr

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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