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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-04-04 |
| FL | RA | APPROVED | 2023-04-04 |
| IL | RA | APPROVED | 2023-04-04 |
| TX | RA | APPROVED | 2023-04-03 |
Branch Locations
2056 Westings Avenue Ste 540, Naperville, IL 60563 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Naperville | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Naperville | IL | 11/2016 | 04/2023 |
| Wells Fargo Advisors Financial Network, Llc | Naperville | IL | 04/2023 | Present |
TENEX FLOOR COVERINGS LLC; NOT INV RELATED; BUFFALO GROVE, IL; MANUFACTURES PLASTIC MATS; 4% OWNERSHIP; 0 HRS PER MONTH. BULL RUN JUMPERS ONE LLC; NOT INV RELATED; ST CHARLES, IL; BUY/SELL HORSES; LESS THAN 5% OWNERSHIP; START 9/2009; 0 HRS PER MONTH. YES WE CAN 1, INV RELATED, WHEATON, IL, FOUNDER, 1 HOUR PER MONTH, ZERO DURING TRADING, PROVIDING SCHOLARSHIP GRANTS TO COMMUNITY MINISTRIES. GREAT LAKES ASSET MANAGEMENT LLC, INV RELATED, NAPERVILLE, IL, 12.5% OWNERSHIP, START 1/12/2023, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE. GREAT LAKES ASSET MANAGEMENT GROUP, LLC, INV RELATED, NAPERVILLE, IL, 100% OWNERSHIP, START 02/01/2023, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-04 |
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