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1011 Poyntz Avenue, Manhattan, KS 66502 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-04-23 |
| KS | RA | APPROVED | 2019-04-17 |
Branch Locations
1011 Poyntz Avenue, Manhattan, KS 66502 • United States
2500 Bradley Place Suite 207, Chicago, IL 60618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Ins Co. | St Paul | MN | 05/2013 | 11/2017 |
| Securian Financial Services, Inc. | St Paul | MN | 06/2013 | 11/2017 |
| Gcg Financial | Bannockburn | IL | 05/2013 | 03/2019 |
| Triad Advisors, Inc. | Norcross | GA | 11/2017 | 03/2019 |
| Alera Investment Advisors, Llc | Deerfield | IL | 11/2017 | 03/2019 |
| Raymond James Financial Services, Inc. | Chicago | IL | 03/2019 | 07/2025 |
| Raymond James Financial Services Advisors, Inc. | Chicago | IL | 03/2019 | 07/2025 |
| Keating Financial Advisory Services | Chicago | IL | 03/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-06-19 |
| S65 | Uniform Investment Adviser Law Examination | 2001-09-07 |
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