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30 Rockefeller Plaza, New York, NY 10112 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-02 |
Branch Locations
30 Rockefeller Plaza, New York, NY 10112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thornburg Securities Llc | Santa Fe | NM | 04/2003 | 12/2024 |
| Thornburg Investment Management | Santa Fe | NM | 01/2025 | 02/2025 |
| Lazard Asset Management Llc | New York | NY | 06/2025 | Present |
| Lazard Asset Management Securities Llc | New York | NY | 06/2025 | Present |
| Unemployed | Boston | MA | 02/2025 | 06/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-26 |
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