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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-05-01 |
| TX | RA | APPROVED | 2025-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legacy Financial Associates | Rockville | MD | 11/2003 | Present |
| H. Beck, Inc. | Rockville | MD | 01/2004 | 03/2021 |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Grove Point Investments, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Lpl Financial Llc | Frederick | MD | 05/2025 | Present |
1. 05/2025- Legacy Financial Associates- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 11/24/2003- 2 Hours Per Month- 2 Hours During Trading 2. 05/2025- Legacy Financial Associates- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- 11/24/2003- 160 Hours Per Month- 130 Hours During Trading 3. 05/2025- FatherTime- Artist/ Musician- Not INV Related- Home based- Start date 01/01/2020- 4 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-27 |
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