Jeremy David Siegel

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1989 → Present
  40 Main/Cafe Main
  Millburn, NJ
• 05/1990 → Present
  Utilitel
  Livingston, NJ
• 01/2003 → Present
  Fahnestock & Co. Inc.
  New York, NY

Other Businesses

EXECUTIVE PRODUCER (1 OF 5 EXECUTIVE PRODUCERS).THE NAME IS "NEXT GENERATIONS" AND IS LOCATED IN NYC. THIS IS A PRIVATE ENDEAVOR. THE MAIN ACTIVITY IS TO PRODUCE AND SELL A TV/WEB SHOW. MY CAPACITY IS A "PRODUCER". MY COMPENSATION IS AS A 4% EQUITY OWNER OF THIS PRIVATE BUSINESS OPPORTUNITY. MY INTERESTS IN THE COMPANY ARE AS FOLLOWS: EXECUTIVE PRODUCER. CREDITS FOR THE LIFE OF THE SHOW. PRODUCERS FEES IN AN AMOUNT TO BE DETERMINED, AND ANY AND ALL NET REVENUES FROM THE SHOW (NOT INCLUDING THE PRODUCER FEES) AND THE COPYRIGHT AND INTELLECTUAL OWNERSHIP. I AM PRESENTLY SPENDING VERY LITTLE TIME ON THIS OR ABOUT AN HOUR EVERY 6 MONTHS. THE ORGANIZATION IS NOT A CLIENT OF OPPENHEIMER. I WILL NOT BE ADVISING THE ORGANIZATION ON ANY FINANCIAL OR INTEREST MATTERS. I HAVE NO FINANCIAL OBLIGATION OR INVESTMENT IN ORGANIZATION . ONLY RECEIVING EQUITY. MY ASSOCIATION HAS BEEN EXISTING FOR ABOUT 6 YEARS AS PREVIOUSLY REPORTED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-08-26
• S63 Uniform Securities Agent State Law Examination
  1993-01-12