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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-14
  • TX RA
    APPROVED_RES
    Since 2014-02-14

Branch Locations

551 Newton St, South Hadley, MA 01075 • United States

Northampton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. South Hadley MA 09/2005 03/2020
Ameriprise Financial Services, Llc South Hadley MA 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 22 Spring St , , South Hadley, MA, 01075; Not Investment-Related; 06/01/1996 / Commercial; 551 Newton St., , South Hadley, MA, 01075; Not Investment-Related; 06/01/2017. Business Ownership; Newton College LLC; Owner; Newton College is an LLC that will own the commercial real estate at 551 Newton St. South Hadley, MA 01075 where my practice will be located.; 727 Park Hill Rd, , Florence, MA, 01075; Investment-Related; 06/01/2017; 1 to 9 hours per month; 0 during trading hours / SRD Operations, LLC; Owner; Operations, staffing and office real estate maintenance of financial planning practice; 551 Newton St, , South Hadley, MA, 01075; Not Investment-Related; 01/01/2020; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-08-21
  • S63 Uniform Securities Agent State Law Examination
    1992-08-21

View on SEC IAPD

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