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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-08 |
| CA | RA | APPROVED | 2019-03-25 |
Branch Locations
4314 Redwood Hwy Ste 400, San Rafael, CA 94903 • United States
San Rafael, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citibank | San Francisco | CA | 08/2015 | 01/2017 |
| Cirrus Research Llc | Tarrytown | NY | 01/2017 | 02/2019 |
| Ameriprise Financial Services, Inc. | San Rafael | CA | 02/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | San Rafael | CA | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-15 |
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